Audit Cadence, Execution Error Checklists & Strategy Lock Mechanisms
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Strategy Lock
Systematic audit protocols, execution error prevention, and strategy lock mechanisms for maintaining disciplined trading consistency.
Audit Cadence, Execution Error Checklists & Strategy Lock Mechanisms
Weekly Audit Cadence Protocol
Performance Review Schedule
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Every Monday: Previous week's performance analysis
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Trade-by-Trade Review: Individual position evaluation
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Risk Compliance Check: 3% rule adherence verification
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Fee Settlement Verification: Monthly fee calculation validation
Key Audit Metrics
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Win Rate Analysis: Percentage of profitable vs unprofitable trades
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Risk-Adjusted Returns: Profit relative to risk taken per trade
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Maximum Drawdown: Largest peak-to-trough decline measurement
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Sharpe Ratio: Risk-adjusted performance measurement
Execution Error Prevention Checklist
Pre-Trade Verification
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[ ] Account balance sufficient for 3% risk per signal
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[ ] No existing floating losses exceeding 5% of account
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[ ] Signal format matches Golden Kings delta standard
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[ ] Lot sizing calculation verified against risk matrix
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[ ] MT5 platform functioning correctly for monitoring
During Trade Management
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[ ] +30 pip milestone reached → 50% position closed
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[ ] Stop loss moved to breakeven after +30 pips
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[ ] Unfilled entry layers cancelled after +30 pips
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[ ] TP1 hit → 30% of remaining position closed
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[ ] TP2 hit → Final 20% of position closed
Post-Trade Analysis
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[ ] Trade outcome recorded in audit log
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[ ] Risk taken vs. risk planned verification
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[ ] Exit execution timing compliance
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[ ] Fees properly calculated and deducted
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[ ] Lessons learned documented for future reference
Strategy Lock Mechanisms
Disciplinary Framework
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No Deviation Protocol: Zero tolerance for emotional override
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Systematic Execution: Mechanical adherence to signal syntax
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Risk Parameter Lock: Fixed 3% risk regardless of conviction level
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Exit Discipline Lock: Staged exits executed regardless of market opinion
Emergency Override Conditions
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Major News Events: Temporary strategy suspension during high-impact releases
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Platform Technical Issues: Manual intervention only during system failures
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Account Protection: Emergency exits only when facing account-threatening risk
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Regulatory Changes: Compliance adjustments when required by regulation
Copy Trading Audit Integration
Automated Compliance Monitoring
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Real-Time Risk Checking: Continuous 3% rule enforcement
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Position Size Validation: Automatic lot size compliance verification
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Exit Timing Verification: Staged exit execution confirmation
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Fee Calculation Audit: Monthly settlement accuracy verification
Performance Benchmark Tracking
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Strategy Performance: Copy trading results vs. manual execution
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Slippage Analysis: Execution quality measurement
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Timing Accuracy: Signal receipt vs. execution timing
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Cost Efficiency: Total trading costs including spreads and fees
Documentation Standards
Trade Log Requirements
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Entry Details: Signal format, execution time, lot size
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Management Actions: All position modifications with timestamps
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Exit Records: Staged exit execution details and timing
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Performance Metrics: Risk-adjusted returns and compliance scores
Audit Trail Maintenance
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Monthly Summaries: Comprehensive performance reports
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Compliance Records: Risk rule adherence documentation
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Error Logs: Execution mistakes and corrective actions
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Continuous Improvement: Strategy refinements and optimizations
Discipline is quantifiable through audit protocols. Systematic execution prevents emotional interference. Strategy locks ensure consistent methodology application.
Golden Kings Education Doctrine
Systematic discipline over emotional trading decisions. Risk frameworks protect future portfolio access.